The Chartered Institute for Securities & Investment is the leading professional body for securities, investment, wealth and financial planning professionals. Dedicated to professionalism since it emerged from the London Stock Exchange in 1992, its purpose is to champion lifelong learning and integrity, raising individual standards of knowledge, skills and behaviour globally to enhance public trust and confidence in financial services.
Tracy will take up post on 5 September 2022. Currently the Executive Director, Strategy and Innovation at the Solicitors Regulation Authority (SRA), Tracy leads on delivery of the SRA’s Corporate Strategy and heads the Innovation, Regulatory and Education Policy and Research & Analysis teams as part of her portfolio. She is also the Executive Sponsor for Mental Health and Well-Being at the SRA.
Prior to joining the SRA, Tracy was Executive Director, Strategy and Resources at the Financial Reporting Council (FRC), the Regulator of accounting, audit and corporate governance. She led the Strategy and Resources, Risk, HR, Communications and Economics teams, alongside her wider Executive Committee responsibilities. She was the FRC’s Diversity Champion and led on a number of initiatives aimed at boosting diversity on FTSE boards. She was awarded an OBE in the 2020 New Year Honours list for services to Business and Diversity.
Tracy is a member of the Cabinet Office’s Major Project Leadership Academy (MPLA) and an alumni member of the Department of Business, Energy and Industrial Strategy network, Oxford University Said Business School and City of London Corporation’s Leaders of Tomorrow alumni groups.